Dive Deeper

FINRA

The Financial Industry Regulatory Authority (FINRA) is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets.

Learn more about FINRA:

• About Us | FINRA.org

Investor.Gov

Brought to you by the U.S. Securities and Exchange Commission's Office of Investor Education and Advocacy, Investor.gov is your online resource to help you make sound investment decisions and avoid fraud.

Learn more about Investor.gov:

• About Us | Investor.gov

SEC

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC strives to promote a market environment that is worthy of the public's trust.

Learn more about SEC:

• About Us | SEC.gov

Federal Trade Commission (FTC)

The Federal Trade Commission (FTC) works to stop deceptive and unfair business practices and scams, and to help consumers like you recognize and recover from them.

Learn more about the Federal Trade Commission:

• About Us | Federal Trade Commission
• Report fraud to the FTC

NASAA

The North American Securities Administrators Association (NASAA) represents state and provincial securities regulators in the United States, Canada and Mexico.

Learn more about NASAA:

• About Us | NASAA

KDOI Securities Division

The mission of the Kansas Department of Insurance is to protect and inform Kansas investors, to promote integrity and full disclosure by issuers and securities professionals, to investigate and prosecute fraud and to foster capital formation.

The Securities Commissioner administers the Kansas Uniform Securities Act, the Uniform Land Sales Practices Act, and the Loan Brokers Act. The Commissioner enforces these laws through administrative, civil and criminal proceedings.

Visit securities.kansas.gov for more information on

• Checking Your Investment Professional
• Best Practices for Investing
• Investor Education
• Filing a Complaint against a broker-dealer or investment advisor representative